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Information you need from those in the know
Cadwalader regularly publishes materials, including newsletters and news alerts of interest to our clients. Our communications portfolio also includes articles authored by our attorneys, as well as information about events in which our personnel will participate.
Articles & Books
First 10b5-1 Insider Trading Case Raises Compliance Issues
April 17, 2024Law360
Related Practice(s): White Collar Defense and Investigations
Related Office(s): New York
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A Key Pitfall of Restricted Subsidiaries in Loan Agreements
April 16, 2024Law360
Cadwalader partner Jared Zajac and David Ebroon, JPMorgan Chase’s Legal Head of Capital & Advisory Solutions, have co-authored an article, “A Key Pitfall of Restricted Subsidiaries in Loan Agreements,” which appeared in Law360.
Related Practice(s): Corporate Finance
Related Office(s): Charlotte
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Getting the Message: What to Do (and Worry About) With Ephemeral Messaging Apps and Personal Devices
April 15, 2024TRACE International’s Bribery Matters
Cadwalader partner Jeffrey Clark has authored a blog post, “Getting the Message: What to Do (and Worry About) With Ephemeral Messaging Apps and Personal Devices,” which appeared in the most recent edition of TRACE International’s new blog, Bribery Matters.
Related Practice(s): Global Litigation
Related Office(s): Washington
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Events
FIA's Law & Compliance Division Conference 2024
April 24-26, 2024Cadwalader is proud to be a gold sponsor of the FIA's Law & Compliance Division Conference.
Related Practice(s): Financial Regulation
Related Office(s): Washington
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8th Annual European Fund Finance Symposium
May 02, 2024Cadwalader is proud to be a sponsor at the 8th Annual European Fund Finance Symposium in London.
Related Practice(s): Fund Finance
Related Office(s): London
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ABA ILS Annual Conference
May 7-10, 2024Cadwalader partner Mercedes Kelley Tunstall will serve as a panelist for a discussion on "Smart Contracts and CISG: a promising pair!" at the ABA's 2024 ILS Annual Conference.
Related Practice(s): Financial Regulation
Related Office(s): Washington
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Clients & Friends Memos
Shadow Trading Expands Potential Insider Trading Liability in S.E.C. v. Panuwat
April 19, 2024Insider trading generally refers to the trading of a company’s security based upon material non-public information (“MNPI”) about that company. But a recent litigation victory by the U.S. Securities and Exchange Commission (“SEC”) is premised on allegations of “shadow trading,” expanding insider trading to a misappropriation of confidential information about one company to trade in securities of a second company where there is a sufficient business connection between the two companies.
Related Practice(s): Global Litigation, White Collar Defense and Investigations
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The Department of Justice Launches a Self-Reporting Pilot Program: Implications Remain Unclear for Individuals and Companies
April 17, 2024On April 15, 2024, The Department of Justice (“DOJ”) Criminal Division announced a pilot program (“Pilot Program”) aimed at encouraging voluntary self-disclosures for individuals who are witnesses to or involved in corporate or financial wrongdoing. The program uses the prospect of discretionary grants of immunity and non-prosecution agreements (“NPAs”) offered in exchange for a person’s cooperation, in order to encourage potentially culpable witnesses to come forward and aid in investigations and prosecutions.
Related Practice(s): Global Litigation, White Collar Defense and Investigations
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Insider Trading and Off-Channel Communications in the Age of Remote and Hybrid Work Environments
April 16, 2024Though many, if not most, of the measures implemented to address the COVID pandemic have since been rolled back, the transition from fully in-person to remote and hybrid work environments appears to be here to stay. While these arrangements provide employees with additional convenience and flexibility, they also come with risks for companies that are subject to the recordkeeping provisions of federal securities laws and whose employees encounter material nonpublic information (“MNPI”) in the course of their work.
Related Practice(s): Global Litigation, White Collar Defense and Investigations
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Newsletters
Brass Tax
BrassTax is a monthly newsletter that provides clear and concise insights on important tax developments.
Related Practice(s): Corporate Taxation, Mergers & Acquisitions Taxation, Restructurings & Bankruptcies Taxation, Securitization & Structured Products Taxation, Tax, Tax Controversy
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Cabinet News & Views
Cabinet News & Views is a weekly newsletter covering news in the financial services industry.
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Cadwalader Climate
Cadwalader Climate is a twice-weekly newsletter that summarizes and provides the legal implications of climate-related developments.
Related Practice(s): Environmental, Social & Governance (ESG)
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Fund Finance Friday
Fund Finance Friday is a weekly market intelligence update for the fund finance market from Cadwalader.
Related Practice(s): Fund Finance
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REF News & Views
REF News & Views is a monthly newsletter comprised of news and commentary around legal matters concerning mortgage finance, mezzanine finance, loan sales and construction finance.
Related Practice(s): Construction Finance, Joint Ventures, Loan Sales, Management & Leasing, Mezzanine Finance, Mortgage Finance, Real Estate, Real Estate Acquisitions & Dispositions, Real Estate Restructuring, Real Estate Workouts & Restructurings
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State Attorney General Insider
State Attorney General Insider is a newsletter on the latest notable cases and updates from within the State Attorneys General community.
Related Practice(s): Global Litigation, State Attorneys General Practice
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Podcasts
Our podcasts delve into the legal trends shaping global business – from financial regulations to fund finance, investigations and more.
Videos
The FTC in Courts and Congress: Here Comes Trouble?
July 20, 2023Related Attorney(s): Bilal Sayyed
Related Practice(s): Antitrust
Journal of Business & Technology Law Symposium
March 9, 2023Related Attorney(s): Bilal Sayyed
Related Practice(s): Antitrust
26th Annual Antitrust Symposium: Antitrust and Big Tech: What’s Next?
March 9, 2023Related Attorney(s): Bilal Sayyed
Related Practice(s): Antitrust
